Month: January 2016
Regulatory Compliance and Client Management. Competing Priorities.
The legacy processes and conventional procedures being used to accommodate the increasing regulatory burden being imposed on the financial services …Continue Reading →
UK Bank IT Systems Under Scrutiny
In the months leading up to Christmas 2015 RBS, Barclays and HSBC all experienced IT system failures locking customers out their …Continue Reading →
MiFID II/MiFIR Timestamp Requirements
The guidelines issued at the end of 2015 by the European Securities and Markets Authority (ESMA) shows that the clock synchronization …Continue Reading →