Month: January 2016

Regulatory Compliance and Client Management. Competing Priorities.

The legacy processes and conventional procedures being used to accommodate the increasing regulatory burden being imposed on the financial services …

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UK Bank IT Systems Under Scrutiny

In the months leading up to Christmas 2015 RBS, Barclays and HSBC all experienced IT system failures locking customers out their …

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MiFID II/MiFIR Timestamp Requirements

The guidelines issued at the end of 2015 by the European Securities and Markets Authority (ESMA)  shows that the clock synchronization …

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